Search Results

• The CFPB Can Enhance the Effectiveness of Its Examiner Commissioning Program and On-the-Job Training Program
  1: Examiners Are Pursuing Examiner Commissioning Program Components Before...1 Issue guidance that requires a written recommendation from regional
  URL: https://oig.federalreserve.gov/reports/cfpb-exa...
• The CFPB Can Improve Its Practices to Safeguard the Office of Enforcement's Confidential Investigative Information
  1 17 Formalize in policy that employees should be granted access to the....1 Objective .........................................................
  URL: https://oig.federalreserve.gov/reports/cfpb-enf...
• Statement From Mark Bialek, Inspector General for the Board of Governors of the Federal Reserve System and the Consumer Financial Protection Bureau, on the Guilty Verdicts of Four Former Wilmington Trust Executives
  1 of 1 Trusted oversight. oig.federalreserve.gov | oig.consumerfinance.gov
  URL: https://oig.federalreserve.gov/releases/news-st...
• The CFPB's Advisory Committees Help Inform Agency Activities, but Advisory Committees' Administration Should Be Enhanced
  1 11 Develop and implement a formal process to track the clearance of ...1) to assess the CFPB's compliance with applicable laws and regulations
  URL: https://oig.federalreserve.gov/reports/cfpb-adv...
• The Board Can Better Coordinate Its Contingency Planning and Continuity of Operations Program
  1) the lack of centralized governance for the Board's COOP and (2) several...1. We further recommend that the Director perform a comprehensive Business
  URL: https://oig.federalreserve.gov/reports/board-co...
• 2014 Audit of the CFPB's Information Security Program
  1) an organization-wide configuration management plan and consistent process...1) fully implement the CFPB's selected automated solution for assessing
  URL: https://oig.federalreserve.gov/reports/cfpb-inf...
• The Board Can Enhance Its Cybersecurity Supervision Approach in the Areas of Third-Party Service Provider Oversight, Resource Management, and Information Sharing
  1) the Board's current cybersecurity oversight approach and governance...1) enforcing the reporting requirement in the Bank Service Company Act
  URL: https://oig.federalreserve.gov/reports/board-cy...
• The Board Can Improve the Effectiveness of Continuous Monitoring as a Supervisory Tool
  1 8 Develop guidance and training on how to conduct continuous monitoring....1 Objective .........................................................
  URL: https://oig.federalreserve.gov/reports/board-co...
• OIG Insights: Leadership an Management Best Practices to Increase Employee Willingness to Share Views
  1 of 11 November 15, 2017 OIG Insights Leadership and Management Best ....1 Our evaluation included a survey of Federal Reserve Bank employees,
  URL: https://oig.federalreserve.gov/reports/board-oi...
• FORMER UNITED COMMERCIAL BANK SENIOR VICE PRESIDENT PLEADS GUILTY TO CONSPIRACY
  $1.1 billion in losses as a result of the bank's failure. In addition,
  URL: https://oig.federalreserve.gov/releases/2014100...