Search Results

• OIG: Finding 1: The Board Needs to Reconcile the PE Controls Provided by FRB Richmond With Board Requirements - Board Report 2015-IT-B-001
  Reports Work Plan Semiannual Reports to Congress Major Management Challenges...own requirements, that compensating controls have been designed, or that
  URL: https://oig.federalreserve.gov/reports/F0C896C4...
• Opportunities Exist to Increase Employees' Willingness to Share Their Views About Large Financial Institution Supervision Activities
  annual supervisory plan and the annual rating and assessment processes...multiple layers of financial institution supervision hierarchy at FRB
  URL: https://oig.federalreserve.gov/reports/board-em...
• OIG: Appendix B Management's Response - CFPB Report 2013-AE-C-015
  report of multiple "Commendable Actions" for CFPB-initiated internal control...not, in fact, split). The APC's quarterly compliance review has been updated
  URL: https://oig.federalreserve.gov/reports/cfpb-ful...
• OIG: FISMA
  annual reviews of the agency's information security program and report...Reporting Metrics OIGs are not expected to conduct their own full risk
  URL: https://oig.federalreserve.gov/fisma.htm
• OIG: Appendix B: Scope and Methodology - Board Report 2015-MO-B-006
  Reports Work Plan Semiannual Reports to Congress Major Management Challenges...publicly available sources to verify the cases the Board provided us.
  URL: https://oig.federalreserve.gov/reports/board-di...
• Results of Analytical Testing of the Board's Publicly Reported Data for the Secondary Market Corporate Credit Facility
  meeting the needs of the public and Congress. Our final report for this...companies as well as U.S.-listed exchange-traded funds whose investment
  URL: https://oig.federalreserve.gov/reports/board-se...
• OIG: The Board Should Enhance Its Policies and Procedures Related to Conference Activities - Board Report 2014-FMIC-B-009
  public scrutiny. Background The Board uses a decentralized process that...own facilities for conferences minimizes the cost and mitigates the potential
  URL: https://oig.federalreserve.gov/reports/board-po...
• OIG: Appendix A: Scope and Methodology - Board Report 2014-AE-B-006
  Reports Work Plan Semiannual Reports to Congress Major Management Challenges...meeting minutes to assess the committee's role and oversight of the LEU
  URL: https://oig.federalreserve.gov/reports/board-fu...
• OIG: The CFPB Can Enhance Its Contract Management Processes and Related Controls - CFPB Report 2015-FMIC-C-014
  Reports Work Plan Semiannual Reports to Congress Major Management Challenges...minority-owned and women-owned businesses. The CFPB has an interagency
  URL: https://oig.federalreserve.gov/reports/cfpb-con...
• OIG: Finding 3: The CFPB Did Not Record Examination Milestones in a Timely Manner - CFPB Report 2014-AE-C-005
  Reports Work Plan Semiannual Reports to Congress Major Management Challenges...meetings, monitor examinations, track performance against timeliness requirements
  URL: https://oig.federalreserve.gov/reports/cfpb-ful...