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• Enforcement Actions and Professional Liability Claims Against Institution-Affiliated Parties and Individuals Associated with Failed Institutions
  1. Describe the Regulators' processes for investigating and pursuing enforcement...Credit Union Administration OCC Office of the Comptroller of the Currency
  URL: https://oig.federalreserve.gov/reports/board-ac...
• 2021 Major Management Challenges for the Board
  1 of 14 March 8, 2021 Board of Governors of the Federal Reserve System...credit channels relied on by households, businesses, and state and local
  URL: https://oig.federalreserve.gov/documents/board-...
• Semiannual Report to Congress, October 1, 2013–March 31, 2014
  1, 2013–March 31, 2014 REPORT TO CONGRESS SEMIANNUAL October 1, 2013–March...1, 2013–March 31, 2014 Contents Highlights 1 Introduction 7 Audits, Evaluations
  URL: https://oig.federalreserve.gov/reports/oig-semi...
• Consumer Financial Protection Bureau Consumer Response Unit Report
  1) evaluate the process the CFPB has established to receive, respond to...credit unions with total assets of more than $10 billion and certain nonbank
  URL: https://oig.federalreserve.gov/reports/Evaluati...
• The Board's Implementation of Enterprise Risk Management Continues to Evolve and Can Be Enhanced
  1 of 38 Evaluation Report 2021-IT-B-011 September 15, 2021 Board of Governors...1) the establishment of supporting ERM governance and operational structures
  URL: https://oig.federalreserve.gov/reports/board-im...
• Review of the Failure of Allied Bank
  1 of 40 Evaluation Report 2018-SR-B-007 March 19, 2018 Board of Governors...increasing the frequency of examinations, and assigning more experienced
  URL: https://oig.federalreserve.gov/reports/board-fa...
• The Board Should Enhance Its Policies and Procedures Related to Conference Activities
  $1,429,505 at its facilities during the period covered by our evaluation...1, 2010, to June 30, 2012. Board divisions also reported that the Board
  URL: https://oig.federalreserve.gov/reports/board-po...
• Executive Summary: The CFPB Can Enhance Certain Practices to Mitigate the Risk of Conflicts of Interest for Division of Supervision, Enforcement and Fair Lending Employees
  increases a regulator's susceptibility to becoming less independent and
  URL: https://oig.federalreserve.gov/reports/cfpb-con...
• OIG: Former Wilmington Trust Officer Pleads Guilty to Bank Conspiracy
  credit to customers of the Bank under terms inconsistent with those approved
  URL: https://oig.federalreserve.gov/releases/pr-wilm...
• The Bureau's Office of Enforcement Has Centralized and Improved Its Final Order
  2017, Enforcement created a compliance team to centralize the office's...Increased When Enforcement Established a Monitoring Time Frame for Additional
  URL: https://oig.federalreserve.gov/reports/bureau-e...