Search Results

• OIG: Former United Commercial Bank Chief Credit Officer Sentenced to Over Eight Years for Felony Fraud Conviction
  2)(A), 78m(b)(5), and 78ff, and 17 C.F.R. � 240.13b2‐1, with a maximum...13b2‐2, with a maximum penalty of 20 years of imprisonment, a $5,000,000
  URL: https://oig.federalreserve.gov/releases/news-eb...
• OIG: Full Report: Enforcement Actions and Professional Liability Claims Against Institution-Affiliated Parties and Individuals Associated with Failed Institutions - Board Report 2014-SR-B-011
  2 MB) | HTML Accessible version Table of Contents Memorandum Acronyms ...2: Regulators' Processes for Pursuing EAs and PLCs Appendix 3: Glossary
  URL: https://oig.federalreserve.gov/reports/board-ac...
• OIG: Full Report: The Board Should Improve Procedures for Preparing for and Responding to Emergency Events - Board Report 2013-AE-B-016
  2 MB) | HTML Accessible version Table of Contents Report Contributors ...2: The Floor Warden Program Has Recruitment, Training, and Retention Challenges
  URL: https://oig.federalreserve.gov/reports/board-fu...
• 2024 Audit of the Board's Information Security Program
  2 of 35 Executive Summary, 2024-IT-B-020, October 31, 2024 2024 Audit ...2) information security policies, procedures, standards, and guidelines
  URL: https://oig.federalreserve.gov/reports/board-in...
• Calendar Years 2022 and 2023 Risk Assessment of the Board's Purchase Card Program
  2 of 6 administrative costs and promote efficient business practices. ...2) be made with a purchase card because of vendor payment processing requirements
  URL: https://oig.federalreserve.gov/reports/board-pu...
• OIG: Summary of Recommendations - Board Report 2013-AE-B-008
  2 MB) | HTML Summary of Recommendations, Report No. 2013-AE-B-008 Rec....2 7 Begin submitting annual reports to the relevant congressional committees
  URL: https://oig.federalreserve.gov/reports/board-fu...
• OIG: Full Report: Opportunities Exist to Enhance the Board's Oversight of Future Complex Enforcement Actions - Board Report 2014-SR-B-015
  2 MB) | HTML Accessible version Table of Contents Report Contributors ...2: The Board Did Not Use a Project Management Function to Support This
  URL: https://oig.federalreserve.gov/reports/board-fu...
• OIG: 2020 Audit of the Board's Information Security Program - Board Report 2020-IT-B-020
  2, 2020 2020 Audit of the Board's Information Security Program available...2 MB) The Federal Information Security Modernization Act of 2014 requires
  URL: https://oig.federalreserve.gov/reports/board-in...
• OIG: Full Report: The CFPB Has Established Effective GPRA Processes, but Opportunities Exist for Further Enhancement - CFPB Report 2014-MO-C-008
  2 MB) | HTML Accessible version Table of Contents Report Contributors ...2: The CFPB Developed an Effective Performance Planning Process but Is
  URL: https://oig.federalreserve.gov/reports/cfpb-gpr...
• OIG: Finding 1: The CFPB Developed an Effective Strategic Planning Process and Generally Complies With Associated GPRA Requirements - CFPB Report 2014-MO-C-008
  2 MB) | HTML Accessible version Finding 1: The CFPB Developed an Effective...2). Table 2: The CFPB's Compliance With Applicable GPRA Strategic Plan
  URL: https://oig.federalreserve.gov/reports/cfpb-gpr...