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• Coordination of Responsibilities Among the Consumer Financial Protection Bureau and the Prudential Regulators-Limited Scope Review
  3 handle consumer complaints and inquiries; promote financial education...3 Section 1002 defines the term “Federal consumer financial law,” in part
  URL: https://oig.federalreserve.gov/reports/cfpb-res...
• The Board Can Improve the Effectiveness of Continuous Monitoring as a Supervisory Tool
  3 Finding: The Board Should Issue Guidance That Establishes Consistent
  URL: https://oig.federalreserve.gov/reports/board-co...
• Fiscal Year 2015 Risk Assessment of the CFPB's Purchase Card Program
  3,500 transactions totaling approximately $2.1 million in fiscal year ...3 • Operational: The risk that an event related to the purchase card could
  URL: https://oig.federalreserve.gov/reports/cfpb-ris...
• Fiscal Year 2017 Risk Assessment of the CFPB's Purchase Card Program
  3,000 transactions worth $2.0 million were made on 153 of the 300 active...3 of 4 of risks by risk category, considering the effect of internal controls
  URL: https://oig.federalreserve.gov/reports/cfpb-pur...
• Executive Summary: Knowledge Management for the Board's Comprehensive Liquidity Analysis and Review Is Generally Effective and Can Be Further Enhanced
  3) standardizing the CLAR Steering Committee's approach to meeting minutes
  URL: https://oig.federalreserve.gov/reports/board-co...
• APPLYING AGREED-UPON PROCEDURES- STATEMENT OF FINANCIAL ACCOUNTING STANDARDS No. 106
  3 The table below details the agreed-upon procedures we performed as well
  URL: https://oig.federalreserve.gov/reports/OIG_AUP_...
• Executive Summary: The Board Can Enhance Its Cybersecurity Supervision Approach in the Areas of Third-Party Service Provider Oversight, Resource Management, and Information Sharing
  3) the Board's ongoing initiative for the future state of cybersecurity...3) providing additional guidance to examination teams on the supervisory
  URL: https://oig.federalreserve.gov/reports/board-cy...
• Executive Summary: The Board's Protective Services Unit Is Operating Effectively and Efficiently
  3) qualifications/training, (4) incident reporting, (5) travel transactions
  URL: https://oig.federalreserve.gov/reports/board-pr...
• Dover Developer Sentenced to a Year and a Day Imprisonment in Bank Fraud Conspiracy Case
  3 years of supervised release. Mr. Leone was also ordered to pay restitution
  URL: https://oig.federalreserve.gov/releases/news-le...
• BANK GENERAL COUNSEL CHARGED WITH CONSPIRACY TO DEFRAUD FIRST NBC BANK
  3 - the nominee, but benefitted ST. ANGELO, who was not named in the loan
  URL: https://oig.federalreserve.gov/releases/news-ge...