Search Results
Documents are displayed in order of relevance.
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SECTION 224.2—Definitions
Initial Decisions; Conclusiveness; Review by Agency; Submissions by Parties...Initial Regulatory Flexibility Analysis SECTION 604—Final Regulatory Flexibility
URL: https://www.federalreserve.gov/frrs/regulations/section-2242-definitions.htm
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SECTION 14B—Corporate Governance (15 USC 78n-2)
Initial Decisions; Conclusiveness; Review by Agency; Submissions by Parties...Initial Regulatory Flexibility Analysis SECTION 604—Final Regulatory Flexibility
URL: https://www.federalreserve.gov/frrs/regulations/section-14b-corporate-governance-15-usc-78n-2.htm
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Regulation U Credit by Banks and Persons Other Than Brokers or Dealers for the Purpose of Purchasing or Carrying Margin Stock
Initial Decisions; Conclusiveness; Review by Agency; Submissions by Parties...Initial Regulatory Flexibility Analysis SECTION 604—Final Regulatory Flexibility
URL: https://www.federalreserve.gov/frrs/regulations/regulation-u-credit-by-banks-and-persons-other-than-brokers-or-dealers.htm
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SECTION 8—Restrictions on Borrowing by Members, Brokers, and Dealers (15 USC 78h)
Initial Decisions; Conclusiveness; Review by Agency; Submissions by Parties...Initial Regulatory Flexibility Analysis SECTION 604—Final Regulatory Flexibility
URL: https://www.federalreserve.gov/frrs/regulations/section-8-restrictions-on-borrowing-by-members-brokers-and-dealers-15-usc-78h.htm
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Form G-4—Annual Report
Initial Decisions; Conclusiveness; Review by Agency; Submissions by Parties...Initial Regulatory Flexibility Analysis SECTION 604—Final Regulatory Flexibility
URL: https://www.federalreserve.gov/frrs/regulations/form-g-4-annual-report.htm
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Form G-3—Purpose Statement
Initial Decisions; Conclusiveness; Review by Agency; Submissions by Parties...Initial Regulatory Flexibility Analysis SECTION 604—Final Regulatory Flexibility
URL: https://www.federalreserve.gov/frrs/regulations/form-g-3-purpose-statement.htm
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Regulation T Credit by Brokers and Dealers
Initial Decisions; Conclusiveness; Review by Agency; Submissions by Parties...Initial Regulatory Flexibility Analysis SECTION 604—Final Regulatory Flexibility
URL: https://www.federalreserve.gov/frrs/regulations/regulation-t-credit-by-brokers-and-dealers.htm
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Form G-1—Registration Statement
Initial Decisions; Conclusiveness; Review by Agency; Submissions by Parties...Initial Regulatory Flexibility Analysis SECTION 604—Final Regulatory Flexibility
URL: https://www.federalreserve.gov/frrs/regulations/form-g-1-registration-statement.htm
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SECTION 20—Liability of Controlling Persons and Persons Who Aid and Abet Violations (15 USC 78t)
Initial Decisions; Conclusiveness; Review by Agency; Submissions by Parties...Initial Regulatory Flexibility Analysis SECTION 604—Final Regulatory Flexibility
URL: https://www.federalreserve.gov/frrs/regulations/section-20-liability-of-controlling-persons-and-persons-who-aid-and-abet-violations-15-usc-78t.htm
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SECTION 220.9—Clearance of Securities, Options, and Futures
Initial Decisions; Conclusiveness; Review by Agency; Submissions by Parties...Initial Regulatory Flexibility Analysis SECTION 604—Final Regulatory Flexibility
URL: https://www.federalreserve.gov/frrs/regulations/section-2209-clearance-of-securities-options-and-futures.htm
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