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UBS Group AG 2020 Limited US Resolution Plan Public Section 29 September 2020 Page 2 of 14 Table of Contents 1.
QQ, and 12 CFR Part 381. 29 September 2020 Page 5 of 14 On 26 July 2019
URL: https://www.federalreserve.gov/supervisionreg/resolution-plans/ubs-1g-20200929.pdf
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FRB: L.131 Holding Companies
Y-9LP, FR Y-9SP, or FR 2320.
URL: https://www.federalreserve.gov/releases/z1/20160916/accessible/l131.htm
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The Fed - L.131 Holding Companies
Y-9LP, FR Y-9SP, or FR 2320. Investment in U.S. Intermediate Holding Companies
URL: https://www.federalreserve.gov/releases/z1/20240607/html/l131.htm
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The Fed - F.131 Holding Companies
Y-9LP, FR Y-9SP, or FR 2320. Investment in U.S. Intermediate Holding Companies
URL: https://www.federalreserve.gov/releases/z1/20220609/html/f131.htm
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The Fed - F.131 Holding Companies
Y-9LP, FR Y-9SP, or FR 2320. Foreign direct investment is equity investment
URL: https://www.federalreserve.gov/releases/z1/20180920/html/f131.htm
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The Fed - F.131 Holding Companies
Y-9LP, FR Y-9SP, or FR 2320. Foreign direct investment is equity investment
URL: https://www.federalreserve.gov/releases/z1/20180607/html/f131.htm
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The Fed - L.131 Holding Companies
Y-9LP, FR Y-9SP, or FR 2320. Investment in U.S. Intermediate Holding Companies
URL: https://www.federalreserve.gov/releases/z1/20240912/html/l131.htm
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AI Use Case Inventory Upload 2024 Agency AI Reporting per EO 14110 - AI Use Case Inventory Form Import Section 1: Use
AI Use Case Inventory Upload 2024 Agency AI Reporting per EO 14110 - AI Use Case Inventory Form Import Section 1: Use Case Identifiers Section
URL: https://www.federalreserve.gov/files/frb-2024-ai-use-case-inventory.xlsx
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Order of Prohibition
A) of the FDI Act, 12 U.S.C. § 1818(e)(7)(A), including, but not limited...A) of the FDI Act, 12 U.S.C. § 1818(e)(7)(A); c. violating any voting
URL: https://www.federalreserve.gov/newsevents/pressreleases/files/enf20250620a1.pdf
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Order of Prohibition
A) of the FDI Act, 12 U.S.C. § 1818(e)(7)(A), including, but not limited...A) of the FDI Act, 12 U.S.C. § 1818(e)(7)(A); c. violating any voting
URL: https://www.federalreserve.gov/newsevents/pressreleases/files/enf20250812a1.pdf
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