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Documents are displayed in order of relevance.
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SECTION 13A—Reporting and Recordkeeping for Certain Security-Based Swaps (15 USC 78m-1)
Federal Reserve Act and Related Statutes Federal Reserve Act Official ...THE ANALYSIS OF REGULATORY FUNCTIONS SECTION 601—Definitions SECTION 602
URL: https://www.federalreserve.gov/frrs/regulations/section-13a-reporting-and-recordkeeping-for-certain-security-based-swaps-15-usc-78m-1.htm
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Form G-2—Deregistration Statement
Federal Reserve Act and Related Statutes Federal Reserve Act Official ...THE ANALYSIS OF REGULATORY FUNCTIONS SECTION 601—Definitions SECTION 602
URL: https://www.federalreserve.gov/frrs/regulations/form-g-2-deregistration-statement.htm
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SECTION 220.7—Broker-Dealer Credit Account
Federal Reserve Act and Related Statutes Federal Reserve Act Official ...THE ANALYSIS OF REGULATORY FUNCTIONS SECTION 601—Definitions SECTION 602
URL: https://www.federalreserve.gov/frrs/regulations/section-2207-broker-dealer-credit-account.htm
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SECTION 27A—Special Provision Relating to Statute of Limitations on Private Causes of Action (15 USC 78aa-1)
Federal Reserve Act and Related Statutes Federal Reserve Act Official ...THE ANALYSIS OF REGULATORY FUNCTIONS SECTION 601—Definitions SECTION 602
URL: https://www.federalreserve.gov/frrs/regulations/section-27a-special-provision-relating-to-statute-of-limitations-on-private-causes-of-action-15-usc-78aa-1.htm
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SECTION 32—Penalties (15 USC 78ff)
Federal Reserve Act and Related Statutes Federal Reserve Act Official ...THE ANALYSIS OF REGULATORY FUNCTIONS SECTION 601—Definitions SECTION 602
URL: https://www.federalreserve.gov/frrs/regulations/section-32-penalties-15-usc-78ff.htm
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SECTION 10B—Position Limits and Position Accountability for Security-Based Swaps and Large Trader Reporting (15 USC 78j-2)
Federal Reserve Act and Related Statutes Federal Reserve Act Official ...THE ANALYSIS OF REGULATORY FUNCTIONS SECTION 601—Definitions SECTION 602
URL: https://www.federalreserve.gov/frrs/regulations/section-10b-position-limits-and-position-accountability-for-security-based-swaps-and-large-trader-reporting-15-usc-78j-2.htm
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SECTION 220.10—Borrowing and Lending Securities
Federal Reserve Act and Related Statutes Federal Reserve Act Official ...THE ANALYSIS OF REGULATORY FUNCTIONS SECTION 601—Definitions SECTION 602
URL: https://www.federalreserve.gov/frrs/regulations/section-22010-borrowing-and-lending-securities.htm
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SECTION 8—Restrictions on Borrowing by Members, Brokers, and Dealers (15 USC 78h)
Federal Reserve Act and Related Statutes Federal Reserve Act Official ...THE ANALYSIS OF REGULATORY FUNCTIONS SECTION 601—Definitions SECTION 602
URL: https://www.federalreserve.gov/frrs/regulations/section-8-restrictions-on-borrowing-by-members-brokers-and-dealers-15-usc-78h.htm
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SECTION 220.6—Good Faith Account
Federal Reserve Act and Related Statutes Federal Reserve Act Official ...THE ANALYSIS OF REGULATORY FUNCTIONS SECTION 601—Definitions SECTION 602
URL: https://www.federalreserve.gov/frrs/regulations/section-2206-good-faith-account.htm
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SECTION 221.7—Supplement: Maximum Loan Value of Margin Stock and Other Collateral
Federal Reserve Act and Related Statutes Federal Reserve Act Official ...THE ANALYSIS OF REGULATORY FUNCTIONS SECTION 601—Definitions SECTION 602
URL: https://www.federalreserve.gov/frrs/regulations/section-2217-supplement-maximum-loan-value-of-margin-stock-and-other-collateral.htm
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