Search Results
Documents are displayed in order of relevance.
-
SECTION 10B—Position Limits and Position Accountability for Security-Based Swaps and Large Trader Reporting (15 USC 78j-2)
Financial Problems SECTION 5—Congressional Authorization Needed for Certain...Financial Institution Defined SECTION 208—Acts Affecting a Personal Financial
URL: https://www.federalreserve.gov/frrs/regulations/section-10b-position-limits-and-position-accountability-for-security-based-swaps-and-large-trader-reporting-15-usc-78j-2.htm
-
Regulation U Credit by Banks and Persons Other Than Brokers or Dealers for the Purpose of Purchasing or Carrying Margin Stock
Financial Problems SECTION 5—Congressional Authorization Needed for Certain...Financial Institution Defined SECTION 208—Acts Affecting a Personal Financial
URL: https://www.federalreserve.gov/frrs/regulations/regulation-u-credit-by-banks-and-persons-other-than-brokers-or-dealers.htm
-
SECTION 220.10—Borrowing and Lending Securities
Financial Problems SECTION 5—Congressional Authorization Needed for Certain...Financial Institution Defined SECTION 208—Acts Affecting a Personal Financial
URL: https://www.federalreserve.gov/frrs/regulations/section-22010-borrowing-and-lending-securities.htm
-
Equal Credit Opportunity Act
Financial Problems SECTION 5—Congressional Authorization Needed for Certain...Financial Institution Defined SECTION 208—Acts Affecting a Personal Financial
URL: https://www.federalreserve.gov/frrs/regulations/equal-credit-opportunity-title-v-title-vii.htm
-
SECTION 11A—National Market System for Securities (15 USC 78k-1)
Financial Problems SECTION 5—Congressional Authorization Needed for Certain...Financial Institution Defined SECTION 208—Acts Affecting a Personal Financial
URL: https://www.federalreserve.gov/frrs/regulations/section-11a-national-market-system-for-securities-15-usc-78k-1.htm
-
SECTION 30A—Prohibited Foreign Trade Practices by Issuers (15 USC 78dd-1)
Financial Problems SECTION 5—Congressional Authorization Needed for Certain...Financial Institution Defined SECTION 208—Acts Affecting a Personal Financial
URL: https://www.federalreserve.gov/frrs/regulations/section-30a-prohibited-foreign-trade-practices-by-issuers-15-usc78dd-1.htm
-
SECTION 21A—Civil Penalties for Insider Trading (15 USC 78u-1)
Financial Problems SECTION 5—Congressional Authorization Needed for Certain...Financial Institution Defined SECTION 208—Acts Affecting a Personal Financial
URL: https://www.federalreserve.gov/frrs/regulations/section-21a-civil-penalties-for-insider-trading-15-usc-78u-1.htm
-
SECTION 221.6—Exempted Transactions
Financial Problems SECTION 5—Congressional Authorization Needed for Certain...Financial Institution Defined SECTION 208—Acts Affecting a Personal Financial
URL: https://www.federalreserve.gov/frrs/regulations/section-2216-exempted-transactions.htm
-
SECTION 8—Restrictions on Borrowing by Members, Brokers, and Dealers (15 USC 78h)
Financial Problems SECTION 5—Congressional Authorization Needed for Certain...Financial Institution Defined SECTION 208—Acts Affecting a Personal Financial
URL: https://www.federalreserve.gov/frrs/regulations/section-8-restrictions-on-borrowing-by-members-brokers-and-dealers-15-usc-78h.htm
-
SECTION 26—Unlawful Representations (15 USC 78z)
Financial Problems SECTION 5—Congressional Authorization Needed for Certain...Financial Institution Defined SECTION 208—Acts Affecting a Personal Financial
URL: https://www.federalreserve.gov/frrs/regulations/section-26-unlawful-representations-15-usc-78z.htm
Search Tips
- Enter keywords separated by AND, OR, or by putting a minus sign (-) immediately in front of the term you want to exclude from the search results (be sure to include a space before the minus character). A space means AND.
- Search for a phrase by enclosing it in quotation marks.
- For best results, be as precise as possible. For example, a search for "monetary policy report" will be more focused than a search for "reports."
- Spelling counts; if you can't find what you're looking for, check your spelling.
Note
The advanced search on this page does not include applications on federalreserve.gov. Searches for information in those applications must be done through those individual search pages. See our Search Applications page for a complete list.