Search Results
Documents are displayed in order of relevance.
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Securities Exchange Act of 1934
Financial Problems SECTION 5—Congressional Authorization Needed for Certain...Financial Institution Defined SECTION 208—Acts Affecting a Personal Financial
URL: https://www.federalreserve.gov/frrs/regulations/securities-exchange-act-of-1934.htm
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SECTION 11—Trading by Members of Exchanges, Brokers, and Dealers (15 USC 78k)
Financial Problems SECTION 5—Congressional Authorization Needed for Certain...Financial Institution Defined SECTION 208—Acts Affecting a Personal Financial
URL: https://www.federalreserve.gov/frrs/regulations/section-11-trading-by-members-of-exchanges-brokers-and-dealers-15usc-78k.htm
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SECTION 21B—Civil Remedies in Administrative Proceedings (15 USC 78u-2)
Financial Problems SECTION 5—Congressional Authorization Needed for Certain...Financial Institution Defined SECTION 208—Acts Affecting a Personal Financial
URL: https://www.federalreserve.gov/frrs/regulations/section-21b-civil-remedies-in-administrative-proceedings-15-usc-78u-2.htm
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The Fed - Proposals for Comment
risk-management standards for certain financial market utilities that ...risks, or potentially lead to material financial loss. Comments: Submit
URL: https://www.federalreserve.gov/regreform/proposals-for-comments.htm
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Statutes
Financial Problems SECTION 5—Congressional Authorization Needed for Certain...Financial Institution Defined SECTION 208—Acts Affecting a Personal Financial
URL: https://www.federalreserve.gov/frrs/statutes.htm
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Federal Reserve Board - Federal Reserve Board seeks public comment on proposed policy statement detailing the framework the Board would follow in setting the Countercyclical Capital Buffer (CCyB)
risks to financial stability. For example, the Board could consider indicators...risk-taking, performance, and the financial condition of large banks,
URL: https://www.federalreserve.gov/newsevents/pressreleases/bcreg20151221b.htm
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Federal Deposit Insurance Act Section 47 Insurance Customer Protections
Financial Problems SECTION 5—Congressional Authorization Needed for Certain...Financial Institution Defined SECTION 208—Acts Affecting a Personal Financial
URL: https://www.federalreserve.gov/frrs/regulations/federal-deposit-insurance-act-section-47-insurance-customer-protections.htm
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The Fed - Executive Summary
risks; strong internal controls; and effective oversight by senior management...risk management and greater resiliency at the firms. Each firm must support
URL: https://www.federalreserve.gov/publications/2017-june-ccar-assessment-framework-results-executive-summary.htm
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Equal Credit Opportunity Act
Financial Problems SECTION 5—Congressional Authorization Needed for Certain...Financial Institution Defined SECTION 208—Acts Affecting a Personal Financial
URL: https://www.federalreserve.gov/frrs/regulations/equal-credit-opportunity-act.htm
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The Fed - International Finance Discussion Papers (IFDP) - 2012
risk premium at a medium 6-month horizon and by the stock variance risk...risk premiums are quite low. Interestingly the currency variance risk
URL: https://www.federalreserve.gov/econres/ifdp/2012.htm
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