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Documents are displayed in order of relevance.
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SECTION 220.10—Borrowing and Lending Securities
THE ANALYSIS OF REGULATORY FUNCTIONS SECTION 601—Definitions SECTION 602
URL: https://www.federalreserve.gov/frrs/regulations/section-22010-borrowing-and-lending-securities.htm
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SECTION 11A—National Market System for Securities (15 USC 78k-1)
THE ANALYSIS OF REGULATORY FUNCTIONS SECTION 601—Definitions SECTION 602
URL: https://www.federalreserve.gov/frrs/regulations/section-11a-national-market-system-for-securities-15-usc-78k-1.htm
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SECTION 221.6—Exempted Transactions
THE ANALYSIS OF REGULATORY FUNCTIONS SECTION 601—Definitions SECTION 602
URL: https://www.federalreserve.gov/frrs/regulations/section-2216-exempted-transactions.htm
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SECTION 8—Restrictions on Borrowing by Members, Brokers, and Dealers (15 USC 78h)
THE ANALYSIS OF REGULATORY FUNCTIONS SECTION 601—Definitions SECTION 602
URL: https://www.federalreserve.gov/frrs/regulations/section-8-restrictions-on-borrowing-by-members-brokers-and-dealers-15-usc-78h.htm
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SECTION 26—Unlawful Representations (15 USC 78z)
THE ANALYSIS OF REGULATORY FUNCTIONS SECTION 601—Definitions SECTION 602
URL: https://www.federalreserve.gov/frrs/regulations/section-26-unlawful-representations-15-usc-78z.htm
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SECTION 221.7—Supplement: Maximum Loan Value of Margin Stock and Other Collateral
THE ANALYSIS OF REGULATORY FUNCTIONS SECTION 601—Definitions SECTION 602
URL: https://www.federalreserve.gov/frrs/regulations/section-2217-supplement-maximum-loan-value-of-margin-stock-and-other-collateral.htm
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Form G-4—Annual Report
THE ANALYSIS OF REGULATORY FUNCTIONS SECTION 601—Definitions SECTION 602
URL: https://www.federalreserve.gov/frrs/regulations/form-g-4-annual-report.htm
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Form G-3—Purpose Statement
THE ANALYSIS OF REGULATORY FUNCTIONS SECTION 601—Definitions SECTION 602
URL: https://www.federalreserve.gov/frrs/regulations/form-g-3-purpose-statement.htm
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SECTION 221.4—Employee Stock Option, Purchase, and Ownership Plans
THE ANALYSIS OF REGULATORY FUNCTIONS SECTION 601—Definitions SECTION 602
URL: https://www.federalreserve.gov/frrs/regulations/section-2214-employee-stock-option-purchase-and-ownership-plans.htm
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SECTION 268.302—[Removed and Reserved]
THE ANALYSIS OF REGULATORY FUNCTIONS SECTION 601—Definitions SECTION 602
URL: https://www.federalreserve.gov/frrs/rules/section-268302-removed-and-reserved.htm
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