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Documents are displayed in order of relevance.
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SECTION 218.701—Exemption from the Definition of Broker for Certain Institutional Referrals
2A—Monetary Policy Objectives SECTION 2B—Appearances Before and Reports...9A—Participation in Lotteries Prohibited SECTION 9B—Resolution of Clearing
URL: https://www.federalreserve.gov/frrs/regulations/section-218701-exemption-from-the-definition-of-broker-for-certain-institutional-referrals.htm
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SECTION 217.602—Definitions
2A—Monetary Policy Objectives SECTION 2B—Appearances Before and Reports...9A—Participation in Lotteries Prohibited SECTION 9B—Resolution of Clearing
URL: https://www.federalreserve.gov/frrs/regulations/section-217602-definitions.htm
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SECTION 248.12—Permitted Investment in a Covered Fund
2A—Monetary Policy Objectives SECTION 2B—Appearances Before and Reports...9A—Participation in Lotteries Prohibited SECTION 9B—Resolution of Clearing
URL: https://www.federalreserve.gov/frrs/regulations/section-24812-permitted-investment-in-a-covered-fund.htm
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SECTION 1032.314—Structured Transactions
2A—Monetary Policy Objectives SECTION 2B—Appearances Before and Reports...9A—Participation in Lotteries Prohibited SECTION 9B—Resolution of Clearing
URL: https://www.federalreserve.gov/frrs/regulations/section-1032-314-structured-transactions.htm
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SECTION 1032.400—General
2A—Monetary Policy Objectives SECTION 2B—Appearances Before and Reports...9A—Participation in Lotteries Prohibited SECTION 9B—Resolution of Clearing
URL: https://www.federalreserve.gov/frrs/regulations/section-1032-400-general.htm
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SECTION 248.4—Permitted Underwriting and Market Making-Related Activities
2A—Monetary Policy Objectives SECTION 2B—Appearances Before and Reports...9A—Participation in Lotteries Prohibited SECTION 9B—Resolution of Clearing
URL: https://www.federalreserve.gov/frrs/regulations/section-2484-permitted-underwriting-and-market-making-related-activities.htm
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SECTION 218.760—Exemption from Definition of Broker for Banks Accepting Orders to Effect Transactions in Securities from or on Behalf of Custody Accounts
2A—Monetary Policy Objectives SECTION 2B—Appearances Before and Reports...9A—Participation in Lotteries Prohibited SECTION 9B—Resolution of Clearing
URL: https://www.federalreserve.gov/frrs/regulations/section-218760-exemption-from-definition-of-broker-for-banks-accepting-orders-to-effect-transactions-in-securities.htm
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SECTION 1020.220—Customer Identification Program Requirements for Banks
2A—Monetary Policy Objectives SECTION 2B—Appearances Before and Reports...9A—Participation in Lotteries Prohibited SECTION 9B—Resolution of Clearing
URL: https://www.federalreserve.gov/frrs/regulations/section-1020220-customer-identification-program-requirements-for-banks.htm
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SECTION 1026.220—Customer Identification Programs for Futures Commission Merchants and Introducing Brokers
2A—Monetary Policy Objectives SECTION 2B—Appearances Before and Reports...9A—Participation in Lotteries Prohibited SECTION 9B—Resolution of Clearing
URL: https://www.federalreserve.gov/frrs/regulations/section-1026220-customer-identification-programs-for-futures-commission-merchants-and-introducing-brokers.htm
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SECTION 217.43—Simplified Supervisory Formula Approach (SSFA) and the Gross-Up Approach
2A—Monetary Policy Objectives SECTION 2B—Appearances Before and Reports...9A—Participation in Lotteries Prohibited SECTION 9B—Resolution of Clearing
URL: https://www.federalreserve.gov/frrs/regulations/section-21743-simplified-supervisory-formula-approach-ssfa-and-the-gross-up-approach.htm
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