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UBS Group AG 2020 Limited US Resolution Plan Public Section 29 September 2020 Page 2 of 14 Table of Contents 1.
QQ, and 12 CFR Part 381. 29 September 2020 Page 5 of 14 On 26 July 2019
URL: https://www.federalreserve.gov/supervisionreg/resolution-plans/ubs-1g-20200929.pdf
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Rules Regarding Access to Personal Information under the Privacy Act of 1974
2A—Monetary Policy Objectives SECTION 2B—Appearances Before and Reports...9A—Participation in Lotteries Prohibited SECTION 9B—Resolution of Clearing
URL: https://www.federalreserve.gov/frrs/rules/rules-regarding-access-to-personal-information-under-the-privacy-act-of-1974.htm
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Home Mortgage Disclosure Act
2A—Monetary Policy Objectives SECTION 2B—Appearances Before and Reports...9A—Participation in Lotteries Prohibited SECTION 9B—Resolution of Clearing
URL: https://www.federalreserve.gov/frrs/regulations/home-mortgage-disclosure-act.htm
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SECTION 261.16—Fee Schedules; Waiver of Fees
2A—Monetary Policy Objectives SECTION 2B—Appearances Before and Reports...9A—Participation in Lotteries Prohibited SECTION 9B—Resolution of Clearing
URL: https://www.federalreserve.gov/frrs/rules/section-26116-fee-schedules-waiver-of-fees.htm
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SECTION 44—Interstate Bank Mergers
2A—Monetary Policy Objectives SECTION 2B—Appearances Before and Reports...9A—Participation in Lotteries Prohibited SECTION 9B—Resolution of Clearing
URL: https://www.federalreserve.gov/frrs/statutes/section-44-interstate-bank-mergers.htm
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SECTION 271.16—Fee Schedules; Waiver of Fees
2A—Monetary Policy Objectives SECTION 2B—Appearances Before and Reports...9A—Participation in Lotteries Prohibited SECTION 9B—Resolution of Clearing
URL: https://www.federalreserve.gov/frrs/rules/section-27116-fee-schedules-waiver-of-fees.htm
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Statutory Authority for Regulation O
2A—Monetary Policy Objectives SECTION 2B—Appearances Before and Reports...9A—Participation in Lotteries Prohibited SECTION 9B—Resolution of Clearing
URL: https://www.federalreserve.gov/frrs/regulations/statutory-authority-for-regulation-o.htm
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SECTION 24—Activities of Insured State Banks
2A—Monetary Policy Objectives SECTION 2B—Appearances Before and Reports...9A—Participation in Lotteries Prohibited SECTION 9B—Resolution of Clearing
URL: https://www.federalreserve.gov/frrs/statutes/section-24-activities-of-insured-state-banks.htm
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SECTION 7—Authority of Federal Reserve System
2A—Monetary Policy Objectives SECTION 2B—Appearances Before and Reports...9A—Participation in Lotteries Prohibited SECTION 9B—Resolution of Clearing
URL: https://www.federalreserve.gov/frrs/statutes/section-7-authority-of-federal-reserve-system.htm
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SECTION 263.65—Civil Money Penalty Inflation Adjustments
2A—Monetary Policy Objectives SECTION 2B—Appearances Before and Reports...9A—Participation in Lotteries Prohibited SECTION 9B—Resolution of Clearing
URL: https://www.federalreserve.gov/frrs/rules/section-26365-civil-money-penalty-inflation-adjustments.htm
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