Search Results
Documents are displayed in order of relevance.
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Capital One - FRB Seventh AI Request - Letter and Responses (Public) (Final)_5022746_24.pdf
risk management system of record and tested on a periodic basis; and (...risk framework. Capital One s assessment will cover risk management practices
URL: https://www.federalreserve.gov/foia/files/capital-one-frb-seventh-ai-request-response-20241025.pdf
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FRB: FOMC Minutes--October 24-25, 2006
Financial Analysts, Division of Monetary Affairs, Board of Governors Ms...financial markets and on System open market transactions in government
URL: https://www.federalreserve.gov/FOMC/MINUTES/20061025.htm
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The Fed - Supervisory Policy and Guidance Topics - Corporate Compliance
risk profiles. The implementation and oversight of compliance risk management...Financial Institution (LFI) Rating System SR 16-11 Supervisory Guidance
URL: https://www.federalreserve.gov/supervisionreg/topics/compliance.htm
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FRB: Testimony, Meyer -- Hedge funds -- March 24, 1999
Financial Institutions and Consumer Credit, Committee on Banking and Financial...risk taking of unregulated financial institutions--in particular, hedge
URL: https://www.federalreserve.gov/boarddocs/testimony/1999/19990324.htm
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The Fed - Supervisory Letter SR 15-19 on Federal Reserve Supervisory Assessment of Capital Planning and Positions for Firms Subject to Category II and III Standards -- December 18, 2015, Revised January 15, 2021
Risk at Large Banking Organizations and Others with Complex Risk Profiles...Risk at Large Banking Organizations and Others with Complex Risk Profiles
URL: https://www.federalreserve.gov/supervisionreg/srletters/sr1519.htm
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The Fed - Division of Supervision & Regulation
Risk Stress Testing Market Risk Stress Testing Net Revenue Assistant Director...Risk Analysis and Emerging Issues Risk Coordination and Analysis Deputy
URL: https://www.federalreserve.gov/aboutthefed/SandR-org-chart-accessible.htm
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Basel II Capital Accord - Notice of proposed rulemaking (NPR) and supporting Board documents - Draft Basel II NPR - Plain Language
Risk-Weighted Assets for General Credit Risk Part V Risk-Weighted Assets...Financial Institutions Examination Council FMI Future Margin Income GAAP
URL: https://www.federalreserve.gov/generalinfo/basel2/DraftNPR/NPR/acronyms.htm
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FRB: FOMC minutes - May 16, 2000
financial markets and on System open market transactions in government...financial outlook and the implementation of monetary policy over the intermeeting
URL: https://www.federalreserve.gov/fomc/minutes/20000516.htm
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FRB Speech, Bies--Effective accounting and disclosure--November 7, 2002
financial officer and risk and audit manager, primarily in the banking...financial engineering, financial innovation, and risk-management practices
URL: https://www.federalreserve.gov/boarddocs/speeches/2002/20021107/default.htm
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1 Class Waivers from the Investment and Trading Policies for Covered Individuals Under sections 1(e)(2) and 2(i)(2) of
risk. Exemption from section 1 of Policy for Covered Individuals. If a...financial market stress blackout limits. Exemption from section 2(c),
URL: https://www.federalreserve.gov/aboutthefed/files/Class-waivers-from-the-Investment-and-Trading-Policies-for-Covered-Individuals.pdf
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