Search Results
Documents are displayed in order of relevance.
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SECTION 11—Trading by Members of Exchanges, Brokers, and Dealers (15 USC 78k)
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URL: https://www.federalreserve.gov/frrs/regulations/section-11-trading-by-members-of-exchanges-brokers-and-dealers-15usc-78k.htm
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SECTION 14B—Corporate Governance (15 USC 78n-2)
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URL: https://www.federalreserve.gov/frrs/regulations/section-14b-corporate-governance-15-usc-78n-2.htm
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SECTION 10B—Position Limits and Position Accountability for Security-Based Swaps and Large Trader Reporting (15 USC 78j-2)
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URL: https://www.federalreserve.gov/frrs/regulations/section-10b-position-limits-and-position-accountability-for-security-based-swaps-and-large-trader-reporting-15-usc-78j-2.htm
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SECTION 21B—Civil Remedies in Administrative Proceedings (15 USC 78u-2)
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URL: https://www.federalreserve.gov/frrs/regulations/section-21b-civil-remedies-in-administrative-proceedings-15-usc-78u-2.htm
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Regulation U Credit by Banks and Persons Other Than Brokers or Dealers for the Purpose of Purchasing or Carrying Margin Stock
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URL: https://www.federalreserve.gov/frrs/regulations/regulation-u-credit-by-banks-and-persons-other-than-brokers-or-dealers.htm
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SECTION 11A—National Market System for Securities (15 USC 78k-1)
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URL: https://www.federalreserve.gov/frrs/regulations/section-11a-national-market-system-for-securities-15-usc-78k-1.htm
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SECTION 30A—Prohibited Foreign Trade Practices by Issuers (15 USC 78dd-1)
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URL: https://www.federalreserve.gov/frrs/regulations/section-30a-prohibited-foreign-trade-practices-by-issuers-15-usc78dd-1.htm
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SECTION 24—Public Availability of Information (15 USC 78x)
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URL: https://www.federalreserve.gov/frrs/regulations/section-24-public-availability-of-information-15-usc-78x.htm
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SECTION 221.6—Exempted Transactions
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URL: https://www.federalreserve.gov/frrs/regulations/section-2216-exempted-transactions.htm
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SECTION 8—Restrictions on Borrowing by Members, Brokers, and Dealers (15 USC 78h)
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URL: https://www.federalreserve.gov/frrs/regulations/section-8-restrictions-on-borrowing-by-members-brokers-and-dealers-15-usc-78h.htm
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