Search Results
Documents are displayed in order of relevance.
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Regulation U Credit by Banks and Persons Other Than Brokers or Dealers for the Purpose of Purchasing or Carrying Margin Stock
5 USC, PART I, CHAPTER 5, SUBCHAPTER II—ADMINISTRATIVE PROCEDURE SECTION...5 USC, PART I, CHAPTER 6—THE ANALYSIS OF REGULATORY FUNCTIONS SECTION
URL: https://www.federalreserve.gov/frrs/regulations/regulation-u-credit-by-banks-and-persons-other-than-brokers-or-dealers.htm
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2023 DFIPS Survey Glossary
3 and "0" for items 5.b and its subsets, and 6.b and its subsets in the...1.5 accounts = (1 account x 6 months open + 2 accounts x 6 months open
URL: https://www.federalreserve.gov/paymentsystems/files/DFIPS_2023_Glossary.pdf
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SECTION 18—Liability for Misleading Statements (15 USC 78r)
5 USC, PART I, CHAPTER 5, SUBCHAPTER II—ADMINISTRATIVE PROCEDURE SECTION...5 USC, PART I, CHAPTER 6—THE ANALYSIS OF REGULATORY FUNCTIONS SECTION
URL: https://www.federalreserve.gov/frrs/regulations/section-18-liability-for-misleading-statements-15-usc-78r.htm
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SECTION 8—Restrictions on Borrowing by Members, Brokers, and Dealers (15 USC 78h)
5 USC, PART I, CHAPTER 5, SUBCHAPTER II—ADMINISTRATIVE PROCEDURE SECTION...5 USC, PART I, CHAPTER 6—THE ANALYSIS OF REGULATORY FUNCTIONS SECTION
URL: https://www.federalreserve.gov/frrs/regulations/section-8-restrictions-on-borrowing-by-members-brokers-and-dealers-15-usc-78h.htm
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SECTION 10—Manipulative and Deceptive Devices (15 USC 78j)
5 USC, PART I, CHAPTER 5, SUBCHAPTER II—ADMINISTRATIVE PROCEDURE SECTION...5 USC, PART I, CHAPTER 6—THE ANALYSIS OF REGULATORY FUNCTIONS SECTION
URL: https://www.federalreserve.gov/frrs/regulations/section-10-manipulative-and-deceptive-devices-15-usc-78j.htm
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SECTION 27—Jurisdiction of Offenses and Suits (15 USC 78aa)
5 USC, PART I, CHAPTER 5, SUBCHAPTER II—ADMINISTRATIVE PROCEDURE SECTION...5 USC, PART I, CHAPTER 6—THE ANALYSIS OF REGULATORY FUNCTIONS SECTION
URL: https://www.federalreserve.gov/frrs/regulations/section-27-jurisdiction-of-offenses-and-suits-15-usc-78aa.htm
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Form G-3—Purpose Statement
5 USC, PART I, CHAPTER 5, SUBCHAPTER II—ADMINISTRATIVE PROCEDURE SECTION...5 USC, PART I, CHAPTER 6—THE ANALYSIS OF REGULATORY FUNCTIONS SECTION
URL: https://www.federalreserve.gov/frrs/regulations/form-g-3-purpose-statement.htm
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Form U-1—Purpose Statement
5 USC, PART I, CHAPTER 5, SUBCHAPTER II—ADMINISTRATIVE PROCEDURE SECTION...5 USC, PART I, CHAPTER 6—THE ANALYSIS OF REGULATORY FUNCTIONS SECTION
URL: https://www.federalreserve.gov/frrs/regulations/form-u-1-purpose-statement.htm
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Form G-2—Deregistration Statement
5 USC, PART I, CHAPTER 5, SUBCHAPTER II—ADMINISTRATIVE PROCEDURE SECTION...5 USC, PART I, CHAPTER 6—THE ANALYSIS OF REGULATORY FUNCTIONS SECTION
URL: https://www.federalreserve.gov/frrs/regulations/form-g-2-deregistration-statement.htm
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SECTION 27A—Special Provision Relating to Statute of Limitations on Private Causes of Action (15 USC 78aa-1)
5 USC, PART I, CHAPTER 5, SUBCHAPTER II—ADMINISTRATIVE PROCEDURE SECTION...5 USC, PART I, CHAPTER 6—THE ANALYSIS OF REGULATORY FUNCTIONS SECTION
URL: https://www.federalreserve.gov/frrs/regulations/section-27a-special-provision-relating-to-statute-of-limitations-on-private-causes-of-action-15-usc-78aa-1.htm
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