Search Results
Documents are displayed in order of relevance.
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SECTION 221.6—Exempted Transactions
5 USC, PART I, CHAPTER 5, SUBCHAPTER II—ADMINISTRATIVE PROCEDURE SECTION...5 USC, PART I, CHAPTER 6—THE ANALYSIS OF REGULATORY FUNCTIONS SECTION
URL: https://www.federalreserve.gov/frrs/regulations/section-2216-exempted-transactions.htm
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SECTION 32—Penalties (15 USC 78ff)
5 USC, PART I, CHAPTER 5, SUBCHAPTER II—ADMINISTRATIVE PROCEDURE SECTION...5 USC, PART I, CHAPTER 6—THE ANALYSIS OF REGULATORY FUNCTIONS SECTION
URL: https://www.federalreserve.gov/frrs/regulations/section-32-penalties-15-usc-78ff.htm
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SECTION 29—Validity of Contracts (15 USC 78cc)
5 USC, PART I, CHAPTER 5, SUBCHAPTER II—ADMINISTRATIVE PROCEDURE SECTION...5 USC, PART I, CHAPTER 6—THE ANALYSIS OF REGULATORY FUNCTIONS SECTION
URL: https://www.federalreserve.gov/frrs/regulations/section-29-validity-of-contracts-15usc-78cc.htm
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SECTION 28—Effect on Existing Law (15 USC 78bb)
5 USC, PART I, CHAPTER 5, SUBCHAPTER II—ADMINISTRATIVE PROCEDURE SECTION...5 USC, PART I, CHAPTER 6—THE ANALYSIS OF REGULATORY FUNCTIONS SECTION
URL: https://www.federalreserve.gov/frrs/regulations/section-28-effect-on-existing-law-15-usc-78bb.htm
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SECTION 221.4—Employee Stock Option, Purchase, and Ownership Plans
5 USC, PART I, CHAPTER 5, SUBCHAPTER II—ADMINISTRATIVE PROCEDURE SECTION...5 USC, PART I, CHAPTER 6—THE ANALYSIS OF REGULATORY FUNCTIONS SECTION
URL: https://www.federalreserve.gov/frrs/regulations/section-2214-employee-stock-option-purchase-and-ownership-plans.htm
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SECTION 3A—Swap Agreements (15 USC 78c-1)
5 USC, PART I, CHAPTER 5, SUBCHAPTER II—ADMINISTRATIVE PROCEDURE SECTION...5 USC, PART I, CHAPTER 6—THE ANALYSIS OF REGULATORY FUNCTIONS SECTION
URL: https://www.federalreserve.gov/frrs/regulations/section-3a-swap-agreements-15-usc-78c-1.htm
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SECTION 15—Registration and Regulation of Brokers and Dealers (15 USC 78o)
5 USC, PART I, CHAPTER 5, SUBCHAPTER II—ADMINISTRATIVE PROCEDURE SECTION...5 USC, PART I, CHAPTER 6—THE ANALYSIS OF REGULATORY FUNCTIONS SECTION
URL: https://www.federalreserve.gov/frrs/regulations/section-15-registration-and-regulation-of-brokers-and-dealers-15-usc-78o.htm
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SECTION 10—Manipulative and Deceptive Devices (15 USC 78j)
5 USC, PART I, CHAPTER 5, SUBCHAPTER II—ADMINISTRATIVE PROCEDURE SECTION...5 USC, PART I, CHAPTER 6—THE ANALYSIS OF REGULATORY FUNCTIONS SECTION
URL: https://www.federalreserve.gov/frrs/regulations/section-10-manipulative-and-deceptive-devices-15-usc-78j.htm
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SECTION 3B—Securities-Related Derivatives (15 USC 78c-2)
5 USC, PART I, CHAPTER 5, SUBCHAPTER II—ADMINISTRATIVE PROCEDURE SECTION...5 USC, PART I, CHAPTER 6—THE ANALYSIS OF REGULATORY FUNCTIONS SECTION
URL: https://www.federalreserve.gov/frrs/regulations/section-3b-securities-related-derivatives-15-usc-78c-2.htm
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SECTION 14B—Corporate Governance (15 USC 78n-2)
5 USC, PART I, CHAPTER 5, SUBCHAPTER II—ADMINISTRATIVE PROCEDURE SECTION...5 USC, PART I, CHAPTER 6—THE ANALYSIS OF REGULATORY FUNCTIONS SECTION
URL: https://www.federalreserve.gov/frrs/regulations/section-14b-corporate-governance-15-usc-78n-2.htm
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